Reference architecture · public spec
The Proofpane Architecture for AI Governance
Gate every AI action in the execution path. Chain every decision into tamper-evident evidence.
Prove it to someone who doesn't trust you.
v1.0 · July 2026
CC BY 4.0
DOI 10.5281/zenodo.21402332
6 invariants · 7 planes · 3 conformance levels
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Proof Index
Click any element to read what it is and why it exists.
01
AI surfaces — what arrives
Subscription clients →
protocol layer
Coding agents
hooks · MCP
Chat assistants
MCP · usage
API-key clients →
broker / egress
Agents & workflows
native
Automation platforms
gateway
Any app calling a model
broker
▼ every action, one pipe ▼
02
The governed execution pipeline
Identity & tenant
who · which org
→
Policy gate
allow · deny · human
→
DLP redaction
before the model
→
Budget gate
caps · refusals
→
Model / tool call
any provider
→
Metering
one choke point
→
Evidence append
atomic
deny / refuse / pause
recorded as evidence — a denial is not an error
▼
03
Human oversight — autonomy is earned
HITL checkpoints
designed + runtime
Approve & remember
precedent ratchet
Risk-tier triggers
pause mid-run
Pause / kill
contracts instantly
Acceptance criteria
per step · fallback
▼
04
Quality & change plane
Eval gates
golden sets
Calibrated judges
α vs human gold
Significance-gated change
no vibes
Version everything
+ rollback
05
Economic plane
Emit-time attribution
org · dept · user
Invoice reconciliation
1 : 1
SOP → workflow → ROI
measured, not asserted
▼
06
Evidence plane
Hash-chained log
append-only · org-scoped
Signed anchors
chain head, periodically
Evidence pack
self-contained export
Gap disclosure
silence is forbidden
the verification wall
Outside the audited entity
Offline verifier
standalone · no callback
Auditor · board · regulator
trusts nobody — verifies
NIST AI RMF
ISO/IEC 42001
EU AI Act
GDPR
SOC 2
▼ everything above stands on ▼
07
The six invariants
I
Evidence by enforcement
II
Verification without trust
III
Compliance by construction
IV
Surface-calibrated observation
V
Earned autonomy
VI
Honest boundaries
Conformance
L1 · OBSERVED
you can see
L2 · GOVERNED
you can stop
L3 · PROVABLE
you can prove
Coverage classes
Gate + transform
Gate only
Observe
Blind — disclosed